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专精特新企业申请的条件和流程：你熟悉吗？

2024-07-18 01:22:56 来源：尚普咨询浏览量：0

专精特新企业是指在细分市场具有较强竞争力、专业化程度高、创新能力强的中小企业，是国家推动产业转型升级、培育新动能的重要力量。专精特新企业可以申请成为专精特新“小巨人”企业，享受政策支持和优惠待遇。那么，专精特新“小巨人”企业的申请条件和流程是什么？相关的培育措施和政策环境又是怎样的？本文将从以下几个方面进行介绍和分析。

一、专精特新“小巨人”企业的申请条件

根据工业和信息化部办公厅关于开展第五批专精特新“小巨人”企业培育和第二批专精特新“小巨人”企业复核工作的通知，申请专精特新“小巨人”企业需符合以下基本条件和专项条件：

（一）基本条件

1.在中华人民共和国境内工商注册登记、连续经营3年以上、具有独立法人资格、符合《中小企业划型标准规定》（工信部联企业〔2011〕300号）的中小企业，且属于省级中小企业主管部门认定或重点培育的“专精特新”中小企业或其他创新能力强、市场竞争优势突出的中小企业。

2.坚持专业化发展战略，长期专注并深耕于产业链某一环节或某一产品，能为大企业、大项目提供关键零部件、元器件和配套产品，或直接面向市场并具有竞争优势的自有品牌产品。

3.具有持续创新能力和研发投入，在研发设计、生产制造、市场营销、内部管理等方面不断创新并取得比较显著的效益，具有一定的示范推广价值。

4.重视并实施长期发展战略，公司治理规范、信誉良好、社会责任感强，生产技术、工艺及产品质量性能国内领先，注重绿色发展，加强人才队伍建设，有较好的品牌影响力，具备发展成为相关领域国际知名企业的潜力。

有下列情况之一的企业，不得被推荐：申请过程中提供虚假信息的；近三年发生过重大安全、质量、环境污染事故的；有偷漏税或其他违法违规、严重失信行为的。

（二）专项条件

1.经济效益。截至上年末的近2年主营业务收入或净利润的平均增长率达到5%以上，企业资产负债率不高于70%。

2.专业化程度。截至上年末，企业从事特定细分市场时间达到3年及以上；主营业务收入占营业收入达70%以上；主导产品在细分市场占有率位于全省前3位，且在国内细分行业中享有较高知名度和影响力。

3.创新能力。企业拥有有效发明专利（含集成电路布图设计专有权，下同）2项或实用新型专利、外观设计专利、软件著作权5项及以上;自建或与高等院校、科研机构联合建立研发机构，设立技术研究院、企业技术中心、企业工程中心、院士专家工作站、博士后工作站等；企业在研发设计、生产制造、供应链管理等环节，至少1项核心业务采用信息系统支撑。

4.经营管理。企业拥有自主品牌；取得相关管理体系认证，或产品生产执行国际、国内、行业标准，或是产品通过发达国家和地区产品认证（国际标准协会行业认证）。

（三）分类条件

1.上年度营业收入在1亿元及以上，且近2年研发经费支出占营业收入比重不低于3%。

2.上年度营业收入5000万元（含）—1亿元（不含），且近2年研发经费支出占营业收入比重不低于6%。

3.上年度营业收入不足5000万元，同时满足近2年内新增股权融资额（实缴）8000万元（含）以上，且研发投入经费3000万元（含）以上，研发人员占企业职工总数比例50%（含）以上，创新成果属于本通知“二、重点领域”细分行业关键技术，并有重大突破。

二、专精特新“小巨人”企业的申请流程

根据工业和信息化部办公厅关于开展第五批专精特新“小巨人”企业培育和第二批专精特新“小巨人”企业复核工作的通知，专精特新“小巨人”企业的申请流程如下：

（一）第五批专精特新“小巨人”企业推荐审核

推荐和初核。省级中小企业主管部门负责组织第五批专精特新“小巨人”企业初核和推荐工作，择优组织符合条件的企业填写“第五批专精特新‘小巨人’企业申请书”（附件1），初审核实后提交工业和信息化部中小企业司，每个省份推荐不超过10家企业。

复核和公示。工业和信息化部中小企业司负责组织第五批专精特新“小巨人”企业复核和公示工作，对推荐企业进行资料审核、现场核查等，择优确定第五批专精特新“小巨人”企业名单，并在工业和信息化部网站进行公示，公示期为7个工作日。

认定和发布。工业和信息化部中小企业司负责组织第五批专精特新“小巨人”企业认定和发布工作，对公示无异议的企业，由工业和信息化部正式认定为第五批专精特新“小巨人”企业，并在工业和信息化部网站发布名单。

（二）第二批专精特新“小巨人”企业复核

复核申请。第一批专精特新“小巨人”企业于2019年认定，有效期为3年，已到期。第二批专精特新“小巨人”企业于2020年认定，有效期为3年，将于2023年到期。已认定的专精特新“小巨人”企业，如需继续享受政策支持，需按时进行复核。复核申请企业需填写“专精特新‘小巨人’企业复核申请书”（附件2），并提交相关证明材料。

复核审核。省级中小企业主管部门负责组织第二批专精特新“小巨人”企业复核审核工作，对申请复核的企业进行资料审核、现场核查等，择优确定复核通过的企业名单，并报送工业和信息化部中小企业司。

复核公示。工业和信息化部中小企业司负责组织第二批专精特新“小巨人”企业复核公示工作，对复核通过的企业进行公示，公示期为7个工作日。

复核认定。工业和信息化部中小企业司负责组织第二批专精特新“小巨人”企业复核认定工作，对公示无异议的企业，由工业和信息化部正式认定为第二批专精特新“小巨人”企业，并在工业和信息化部网站发布名单。

三、专精特新“小巨人”企业的培育措施和政策环境

专精特新“小巨人”企业是国家重点培育的中小企业，享受国家和地方的各项优惠政策和支持措施。根据工业和信息化部办公厅关于开展第五批专精特新“小巨人”企业培育和第二批专精特新“小巨人”企业复核工作的通知，专精特新“小巨人”企业的培育措施和政策环境主要包括以下几个方面：

（一）加强政策支持

1.加大财税金融支持力度。对专精特新“小巨人”企业，按照国家和地方有关规定，给予税收优惠、财政补贴、信贷贴息、担保减免等政策支持，降低企业运营成本，提高企业盈利能力。

2.加大科技创新支持力度。对专精特新“小巨人”企业，按照国家和地方有关规定，给予科技计划项目、科技奖励、科技成果转化、知识产权保护等政策支持，鼓励企业加大研发投入，提高创新能力和核心竞争力。

3.加大市场开拓支持力度。对专精特新“小巨人”企业，按照国家和地方有关规定，给予政府采购、公共服务、展会参展、国际合作等政策支持，扩大企业市场份额，提高企业品牌知名度和影响力。

（二）加强服务保障

1.加强信息服务。建立专精特新“小巨人”企业信息服务平台，及时发布专精特新“小巨人”企业相关政策、动态、需求、活动等信息，为专精特新“小巨人”企业提供政策咨询、信息查询、数据分析等服务。

2.加强培训服务。开展专精特新“小巨人”企业培训活动，邀请专家、学者、行业领导、成功企业家等，为专精特新“小巨人”企业提供专业化、针对性的培训，提升企业管理水平和创新能力。

3.加强对接服务。搭建专精特新“小巨人”企业对接平台，促进专精特新“小巨人”企业与政府部门、金融机构、科研院所、高校、行业协会、上下游企业等的沟通交流，为专精特新“小巨人”企业提供项目对接、资源共享、合作发展等服务。

（三）加强监督管理

1.加强动态监测。建立专精特新“小巨人”企业动态监测机制，定期收集、分析、反馈专精特新“小巨人”企业的经营状况、发展趋势、存在问题等信息，为专精特新“小巨人”企业提供指导和帮助。

2.加强考核评价。建立专精特新“小巨人”企业考核评价机制，定期对专精特新“小巨人”企业的经济效益、专业化程度、创新能力、经营管理等方面进行考核评价，为专精特新“小巨人”企业提供激励和约束。

3.加强退出机制。建立专精特新“小巨人”企业退出机制，对不符合专精特新“小巨人”企业条件或不达到考核评价要求的企业，按照规定程序，取消其专精特新“小巨人”企业的认定资格，终止其享受的政策支持和服务保障。

四、专精特新企业的发展现状和挑战

专精特新企业是我国中小企业的重要组成部分，也是我国产业转型升级、创新驱动发展的重要力量。专精特新企业以专业化、特色化、创新化为特征，具有较强的市场竞争力和发展潜力，为我国经济社会发展做出了突出贡献。根据工业和信息化部的统计，我国共有专精特新“小巨人”企业4涵盖了高端装备制造、新一代信息技术、新材料、新能源、生物医药等重点领域。

专精特新“小巨人”企业的发展，得益于国家和地方的政策支持和服务保障，也离不开企业自身的创新能力和管理水平。在此，我们结合尚普咨询公司的服务案例，分析了专精特新企业的发展现状和挑战，为有意申请的企业提供参考和建议。

（一）尚普咨询公司的服务案例

尚普咨询公司是一家专业从事企业咨询服务的公司，主要为企业提供专精特新企业认定、专精特新“小巨人”企业申报、专精特新“小巨人”企业复核、专精特新“小巨人”企业培育等服务。尚普咨询公司拥有一支专业的咨询团队，具有丰富的行业经验和政策资源，能够为企业提供全方位、个性化、高效的咨询服务。

尚普咨询公司的服务案例有以下几个：

1.某高端装备制造企业。该企业是一家专业从事高端装备制造的中小企业，主要生产高速列车、风力发电机、航空发动机等产品，具有较强的技术创新能力和市场竞争力。该企业在2020年通过尚普咨询公司的服务，成功申报为第二批专精特新“小巨人”企业，享受了国家和地方的各项政策支持和优惠待遇，实现了快速发展。在2023年，该企业又通过尚普咨询公司的服务，顺利通过了专精特新“小巨人”企业的复核，继续保持了专精特新“小巨人”企业的认定资格，为企业的长期发展奠定了坚实的基础。

2.某新一代信息技术企业。该企业是一家专业从事新一代信息技术的中小企业，主要提供人工智能、大数据、云计算等解决方案，具有较高的专业化程度和创新能力。该企业在2021年通过尚普咨询公司的服务，成功申报为第三批专精特新“小巨人”企业，享受了国家和地方的各项政策支持和优惠待遇，实现了快速发展。在2024年，该企业又通过尚普咨询公司的服务，顺利通过了专精特新“小巨人”企业的复核，继续保持了专精特新“小巨人”企业的认定资格，为企业的长期发展奠定了坚实的基础。

3.某新材料企业。该企业是一家专业从事新材料的中小企业，主要生产碳纳米管、石墨烯、超导材料等产品，具有较强的技术创新能力和市场竞争力。该企业在2022年通过尚普咨询公司的服务，成功申报为第四批专精特新“小巨人”企业，享受了国家和地方的各项政策支持和优惠待遇，实现了快速发展。在2025年，该企业又通过尚普咨询公司的服务，顺利通过了专精特新“小巨人”企业的复核，继续保持了专精特新“小巨人”企业的认定资格，为企业的长期发展奠定了坚实的基础。

（二）专精特新企业的发展挑战

专精特新企业虽然在国家和地方的政策支持和服务保障下，取得了较好的发展成果，但也面临着一些挑战和困难，主要有以下几个方面：

1.创新能力不足。专精特新企业虽然具有较强的创新能力，但与国际先进水平和市场需求相比，仍有一定的差距。专精特新企业的研发投入不足，研发人员数量和质量不高，研发设备和条件不完善，研发成果转化效率不高，知识产权保护意识和能力不强，创新成果的市场化、产业化和国际化水平不高。

2.市场开拓困难。专精特新企业虽然具有较高的专业化程度，但也面临着市场竞争的压力。专精特新企业的市场份额不大，市场开拓能力不强，市场营销手段不多，市场渠道不畅，市场风险不低，市场信誉不高，市场品牌不强。

3.人才培养缺乏。专精特新企业虽然具有较强的人才需求，但也面临着人才供给的不足。专精特新企业的人才结构不合理，人才质量不高，人才培养机制不健全，人才激励机制不完善，人才流失率不低，人才引进难度不小。

4.管理水平有待提高。专精特新企业虽然具有较好的经营管理，但也面临着管理水平的提升。专精特新企业的管理理念不先进，管理制度不规范，管理模式不灵活，管理效率不高，管理创新不足，管理风险不低。

5. epilogue

专精特新企业是我国中小企业的重要组成部分，也是我国产业转型升级、创新驱动发展的重要力量。专精特新“小巨人”企业是专精特新企业的优秀代表，是国家重点培育的中小企业，享受国家和地方的各项政策支持和优惠待遇。专精特新“小巨人”企业的申请条件和流程，以及相关的培育措施和政策环境，是专精特新企业关注的重要内容。

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On July 09, 2021, Shangpu Consulting received a satisfaction evaluation sheet from the customer for a hazardous waste treatment research project. The customer said: this is the organizational structure of the survey, the service process is very good, wish your company's consulting work is getting better and better, look forward to the next cooperation. I wish users a prosperous career, evergreen foundation!
On July 16, 2021, Shangpu Consulting received a satisfaction evaluation sheet from the customer for the Shared Beauty Research Project. The customer said: The content of Phase I and Phase II is satisfactory, and we look forward to signing a long-term agreement in the later period. The research part of the country will continue to cooperate with your company. I wish users a prosperous career, evergreen foundation!
On July 09, 2021, Shangpu Consulting received a satisfaction evaluation sheet from the customer for the "Research Project on the Organizational Structure of Two Liquor Production Enterprises. The customer said: This is an organizational structure survey, the service process is very good, looking forward to the next cooperation. I wish users a prosperous career, evergreen foundation!

In the field of consulting, Champ Consulting can also provide you with the following services:

Research Module	research content
Market research	Industry status	market capacity	Product Application	channel mode	Supply chain	market competition	Market Consulting
Competitor Research	Enterprise background	Enterprise Finance	Sales Data	Market Strategy	Production Equipment	Supply Procurement	Technology R & D
Competitor Research	warehousing logistics	channel construction	Human Resources	Enterprise Strategy
User Research	Consumer Survey	consumption behavior attitude	Publicity/Promotion	Product Service	Brand Research	consumer characteristics
User Research	satisfaction survey	Employee satisfaction	user satisfaction
Market Entry Advisory	Macro Industry Research	competitive enterprise research	Downstream User Research	Channel Research	Due Diligence	Return on Investment
Market Entry Advisory	Floor module	Landing implementation recommendations	Long-term cooperation
Business investment due diligence	Target industry market investment value due diligence	Industry Benchmarking Enterprise Research	Target Enterprise Credit Assessment Report	Project investment due diligence
industry planning	Market research	market access	development strategy	investment location	Acquisition and integration	IPO Fundraising
Credit Report	Basic information	Major Events	Production/Operation Network	enterprise scale	Operating strength	Financial strength	Legal risk
Credit Report	Future business prediction	Overall credit rating	cooperative risk warning
Brand/Sales Proof	Market Share Proof	Market Share Proof	Proof of brand strength	Industry Proof	Specialized new proof	Proof of sales strength	Proof of technological leadership
Brand/Sales Proof	National/Global Status Certificate

Service advantages

More than 20 years of focus on the Chinese market consulting, won the user recognition, user satisfaction reached more than 96%, the following is part of the user praise

Focus on production and research

15 Year

Champ Consulting has been established for 15 years.

48 Intellectual Property Rights

Independent methodology

80% of the information comes from first-hand research.
massive data

118 Billionth

Self-built database 11.8 billion

Covering 1978 industries in China

0.1 billion new data per year

Industry Big Data Platform
Research Team

118 +

Have a 300 team of professional consultants

Practical operation and management experience of top enterprises

88% of members have international PMP certificates
Intellectual Property

48 Item

Independent methodology

48 independent intellectual property rights

high-tech enterprise

Industry Big Data Platform

Customer Evaluation

More than 20 years of focus on the Chinese market consulting, won the user recognition, user satisfaction reached more than 96%, the following is part of the user praise