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专精特新企业的申报材料详解

2024-07-18 01:23:18  来源:尚普咨询  浏览量:0

一、专精特新企业的定义

专精特新企业是指在细分市场具有较强竞争力、专业化程度高、创新能力强、发展潜力大的中小企业,是国家推动产业转型升级、促进经济高质量发展的重要力量。专精特新企业的主导产品应优先聚焦制造业短板弱项,符合《工业“四基”发展目录》所列重点领域,从事细分产品市场属于制造业核心基础零部件、先进基础工艺和关键基础材料;或符合制造强国战略十大重点产业领域;或属于产业链供应链关键环节及关键领域“补短板”“锻长板”“填空白”产品;或围绕重点产业链开展关键基础技术和产品的产业化攻关;或属于新一代信息技术与实体经济深度融合的创新产品。

二、专精特新企业的申报条件

专精特新企业的申报条件分为基本条件、专项条件和分类条件三个方面,具体如下:

(一)基本条件

1.在中华人民共和国境内工商注册登记、连续经营3年以上、具有独立法人资格、符合《中小企业划型标准规定》(工信部联企业〔2011〕300号)的中小企业,且属于省级中小企业主管部门认定或重点培育的“专精特新”中小企业或其他创新能力强、市场竞争优势突出的中小企业。

2.坚持专业化发展战略,长期专注并深耕于产业链某一环节或某一产品,能为大企业、大项目提供关键零部件、元器件和配套产品,或直接面向市场并具有竞争优势的自有品牌产品。

3.具有持续创新能力和研发投入,在研发设计、生产制造、市场营销、内部管理等方面不断创新并取得比较显著的效益,具有一定的示范推广价值。

4.重视并实施长期发展战略,公司治理规范、信誉良好、社会责任感强,生产技术、工艺及产品质量性能国内领先,注重绿色发展,加强人才队伍建设,有较好的品牌影响力,具备发展成为相关领域国际知名企业的潜力。

有下列情况之一的企业,不得被推荐:申请过程中提供虚假信息的;近三年发生过重大安全、质量、环境污染事故的;有偷漏税或其他违法违规、严重失信行为的。

(二)专项条件

1.经济效益。 截至上年末的近2年主营业务收入或净利润的平均增长率达到5%以上,企业资产负债率不高于70%。

2.专业化程度。 截至上年末,企业从事特定细分市场时间达到3年及以上;主营业务收入占营业收入达70%以上;主导产品在细分市场占有率位于全省前3位,且在国内细分行业中享有较高知名度和影响力。

3.创新能力。 企业拥有有效发明专利(含集成电路布图设计专有权,下同)2项或实用新型专利、外观设计专利、软件著作权5项及以上;自建或与高等院校、科研机构联合建立研发机构,设立技术研究院、企业技术中心、企业工程中心、院士专家工作站、博士后工作站等;企业在研发设计、生产制造、供应链管理等环节,至少1项核心业务采用信息系统支撑。

4.经营管理。 企业拥有自主品牌;取得相关管理体系认证,或产品生产执行国际、国内、行业标准,或是产品通过发达国家和地区产品认证(国际标准协会行业认证)。

(三)分类条件

1.上年度营业收入在1亿元及以上,且近2年研发经费支出占营业收入比重不低于3%。

2.上年度营业收入5000万元(含)—1亿元(不含),且近2年研发经费支出占营业收入比重不低于6%。

3.上年度营业收入不足5000万元,同时满足近2年内新增股权融资额(实缴)8000万元(含)以上,且研发投入经费3000万元(含)以上,研发人员占企业职工总数比例50%(含)以上,创新成果属于本通知“二、重点领域”细分行业关键技术,并有重大突破。

三、专精特新企业的申报材料

专精特新企业的申报材料分为线上填报和线下报送两部分,具体如下:

(一)线上填报

企业通过优质中小企业梯度培育平台(zjtx.miit.gov.cn)统一申报,按照本通知列明的申报材料,自2023年3月15日至4月10日期间上传。申报材料包括:

1.第五批专精特新“小巨人”企业申请书(附件1)。

2.企业营业执照。

3.上年末缴纳社保人数证明

4.企业近2年财务报表(含审计报告)。

5.企业近2年研发经费支出证明。

6.企业近2年主导产品在细分市场占有率证明。

7.企业拥有的有效发明专利、实用新型专利、外观设计专利、软件著作权证明。

8.企业自建或与高等院校、科研机构联合建立的研发机构证明。

9.企业核心业务采用信息系统支撑的证明。

10.企业拥有的自主品牌证明。

11.企业取得的相关管理体系认证、产品生产执行标准、产品通过发达国家和地区产品认证的证明。

12.企业近2年内新增股权融资额(实缴)、研发投入经费、研发人员占企业职工总数比例、创新成果属于本通知“二、重点领域”细分行业关键技术的证明(仅适用于分类条件第3条的企业)。

13.其他能够证明企业专业化程度、创新能力、经营管理水平的材料。

(二)线下报送

企业将线上填报的申报材料打印成册,加盖公章,按照本通知规定的时间和地点报送至省级中小企业主管部门。申报材料包括:

1.第五批专精特新“小巨人”企业申请书(附件1)原件1份,复印件1份。

2.企业营业执照复印件1份,加盖公章。

3.上年末缴纳社保人数证明复印件1份,加盖公章。

4.企业近2年财务报表(含审计报告)复印件1份,加盖公章。

5.企业近2年研发经费支出证明复印件1份,加盖公章。

6.企业近2年主导产品在细分市场占有率证明复印件1份,加盖公章。

7.企业拥有的有效发明专利、实用新型专利、外观设计专利、软件著作权证明复印件1份,加盖公章。

8.企业自建或与高等院校、科研机构联合建立的研发机构证明复印件1份,加盖公章。

9.企业核心业务采用信息系统支撑的证明复印件1份,加盖公章。

10.企业拥有的自主品牌证明复印件1份,加盖公章。

11.企业取得的相关管理体系认证、产品生产执行标准、产品通过发达国家和地区产品认证的证明复印件1份,加盖公章。

12.企业近2年内新增股权融资额(实缴)、研发投入经费、研发人员占企业职工总数比例、创新成果属于本通知“二、重点领域”细分行业关键技术的证明复印件1份,加盖公章(仅适用于分类条件第3条的企业)。

13.其他能够证明企业专业化程度、创新能力、经营管理水平的材料复印件1份,加盖公章。

四、专精特新企业的申报流程

专精特新企业的申报流程分为初审、复审、公示和备案四个阶段,具体如下:

(一)初审

由省级中小企业主管部门组织专家对申报企业进行初审,初审结果分为通过、补正和不通过三种。通过的企业进入复审阶段,补正的企业需在规定时间内补正相关材料,不通过的企业不得再次申报。

(二)复审

由工业和信息化部组织专家对初审通过的企业进行复审,复审结果分为通过和不通过两种。通过的企业进入公示阶段,不通过的企业不得再次申报。

(三)公示

由工业和信息化部在优质中小企业梯度培育平台(zjtx.miit.gov.cn)对复审通过的企业进行公示,公示期为10个工作日。公示期间,任何单位和个人可通过电话、信函、电子邮件等方式向工业和信息化部反映公示企业的有关情况。

(四)备案

由工业和信息化部根据公示情况,确定最终入选的专精特新“小巨人”企业名单,并在优质中小企业梯度培育平台(zjtx.miit.gov.cn)予以公布,同时报国务院中小企业工作领导小组办公室备案。

五、专精特新企业的管理和服务

专精特新“小巨人”企业的管理和服务分为评价、监督、退出和支持四个方面,具体如下:

(一)评价

由工业和信息化部组织专家对入选的专精特新“小巨人”企业进行定期评价,评价内容包括企业的经济效益、专业化程度、创新能力、经营管理水平等,评价结果分为优秀、良好、合格和不合格四种。评价结果将作为企业享受相关政策支持的依据。

(二)监督

由省级中小企业主管部门对入选的专精特新“小巨人”企业进行日常监督,监督内容包括企业的经营状况、政策执行情况、诚信记录等,监督结果分为正常、异常和失信三种。监督结果将作为企业退出的依据。

(三)退出

对于评价结果为不合格或监督结果为异常或失信的专精特新“小巨人”企业,由工业和信息化部责令其限期整改,整改期限为6个月。对于整改期满仍不符合要求的企业,由工业和信息化部取消其专精特新“小巨人”企业的资格,并在优质中小企业梯度培育平台(zjtx.miit.gov.cn)予以公布。

(四)支持

对于入选的专精特新“小巨人”企业,国家将给予其优先支持和扶持,具体包括:

1.在金融服务方面,优先纳入国家中小企业信用担保体系建设工程,优先纳入国家中小企业发展基金、国家中小企业扩大就业基金、国家中小企业发展专项资金等支持范围,优先享受国家中小企业发展专项资金支持的各项政策措施,优先享受国家中小企业发展基金、国家中小企业扩大就业基金等投资支持,优先享受国家中小企业创业创新基地、国家中小企业公共服务示范平台、国家中小企业国际市场开拓基地等建设支持。

2.在税收优惠方面,按照国家有关规定,对入选的专精特新“小巨人”企业给予所得税、增值税、营业税等方面的优惠政策。

3.在市场准入方面,按照国家有关规定,对入选的专精特新“小巨人”企业给予政府采购、国防科技工业、重大工程项目等方面的优先支持,推动其参与国家重大战略实施和重大工程项目建设。

4.在人才培养方面,按照国家有关规定,对入选的专精特新“小巨人”企业给予人才引进、培训、激励等方面的支持,鼓励其建立健全人才激励机制,提高人才培养和使用效率。

5.在知识产权保护方面,按照国家有关规定,对入选的专精特新“小巨人”企业给予知识产权申请、保护、运用等方面的支持,加强知识产权保护力度,打击侵权假冒行为,维护企业合法权益。

6.在品牌建设方面,按照国家有关规定,对入选的专精特新“小巨人”企业给予品牌认证、推广、展示等方面的支持,鼓励其打造自主品牌,提升品牌影响力和市场竞争力。

7.在国际合作方面,按照国家有关规定,对入选的专精特新“小巨人”企业给予国际市场开拓、国际技术合作、国际标准制定等方面的支持,推动其参与国际竞争和合作,提高国际市场份额和国际话语权。

8.在其他方面,按照国家有关规定,对入选的专精特新“小巨人”企业给予其他方面的支持,如优先推荐参与国家科技计划(专项、基金等)、国家重点研发计划、国家科技重大专项等,优先推荐参与国家级科技奖励、国家级质量奖励、国家级工业设计奖励等,优先推荐参与国家级科技成果转化平台、国家级技术创新中心、国家级工程技术研究中心等建设,优先推荐参与国家级产业技术创新战略联盟、国家级产业技术创新联盟、国家级产业技术创新合作组织等,优先推荐参与国家级高新技术企业、国家级技术创新示范企业、国家级知识产权示范企业等认定。




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