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尚普咨询：专精特新企业的申报技巧

2024-07-18 01:23:41 来源：尚普咨询浏览量：0

一、专精特新企业的定义

根据《关于印发专精特新企业认定管理办法的通知》（国家发展改革委、科技部、工业和信息化部、财政部、税务总局、市场监管总局、统计局、银保监会、证监会、外汇局联合发布，2019年12月31日，以下简称《办法》），专精特新企业是指在某一领域具有专业化、创新性和领先优势的企业，主要表现为：

专业化：指企业在某一领域或某一细分市场具有较高的市场占有率，能够提供专业化的产品或服务，满足客户的个性化需求，形成自身的核心竞争力；

创新性：指企业在产品、技术、服务、商业模式等方面具有创新能力和创新成果，能够持续推出新的或显著改进的产品或服务，提高客户的价值感知，增强市场的竞争力；

领先优势：指企业在某一领域或某一细分市场具有较高的技术水平、品牌影响力、质量标准、服务水平等，能够引领行业的发展方向，塑造行业的规则和标准，赢得客户的信任和认可。

专精特新企业是国家重点扶持的高新技术企业的一种，享受高新技术企业的相关政策优惠，同时还有专门针对专精特新企业的政策支持，如税收优惠、金融扶持、市场准入、政府采购、知识产权保护等。

二、专精特新企业的申报条件

根据《办法》，专精特新企业的申报条件主要包括以下几方面：

企业性质：申报专精特新企业的企业必须是在中国境内依法设立的独立法人单位，且不属于国家规定的禁止或限制类行业；

企业规模：申报专精特新企业的企业必须是中小微企业，即符合《中小企业划型标准规定》（工业和信息化部、国家发展改革委、财政部、统计局联合发布，2011年6月18日）的相关要求；

企业年限：申报专精特新企业的企业必须是成立满三年的企业，即在申报年度的前三个会计年度内已经完成了企业登记注册，并取得了营业执照；

企业收入：申报专精特新企业的企业必须是主营业务收入占总收入的比例不低于70%的企业，即在申报年度的前一个会计年度内，企业的主营业务收入占总收入的比例不低于70%；

企业研发：申报专精特新企业的企业必须是研发投入占主营业务收入的比例不低于5%的企业，即在申报年度的前一个会计年度内，企业的研发投入占主营业务收入的比例不低于5%；

企业专利：申报专精特新企业的企业必须是拥有自主知识产权或者授权使用他人知识产权的企业，且在申报年度的前一个会计年度内，企业拥有的有效发明专利或者实用新型专利的数量不低于3件。

以上是专精特新企业的申报条件的概述，具体的条件和标准还需要根据不同的行业和领域进行细化和调整，以适应不同的专精特新特征和需求。

三、专精特新企业的申报流程

根据《办法》，专精特新企业的申报流程主要包括以下几个步骤：

第一步：企业自主申报。符合申报条件的企业可以通过专精特新企业认定管理信息系统（以下简称认定系统）进行在线申报，填写申报表格，上传申报材料，提交申报信息；

第二步：初审评估。由各省（区、市）专精特新企业认定工作机构（以下简称认定机构）组织专家对申报企业进行初审评估，主要从申报条件、申报材料、申报信息等方面进行审核，确定初审通过的企业名单；

第三步：公示公告。由认定机构将初审通过的企业名单在认定系统和相关媒体上进行公示，接受社会公众的监督和反馈，公示期为10个工作日；

第四步：复审评议。由认定机构组织专家对公示无异议的企业进行复审评议，主要从专精特新的特点和优势等方面进行评价，确定复审通过的企业名单；

第五步：认定公布。由认定机构将复审通过的企业名单报送国家专精特新企业认定工作领导小组（以下简称认定领导小组）进行备案，由认定领导小组在认定系统和相关媒体上进行认定公布，向社会公开发布专精特新企业的名单。

以上是专精特新企业的申报流程的概述，具体的流程和时间还需要根据不同的省（区、市）的实际情况进行调整和安排，以保证申报工作的顺利进行。

四、专精特新企业的申报材料

根据《办法》，专精特新企业的申报材料主要包括以下几类：

企业基本信息：包括企业名称、统一社会信用代码、法定代表人、注册资本、成立日期、注册地址、通讯地址、联系人、联系电话、联系邮箱等；

企业财务信息：包括企业的资产负债表、利润表、现金流量表、审计报告等，以及企业的主营业务收入、总收入、研发投入等相关数据；

企业研发信息：包括企业的研发机构、研发人员、研发项目、研发成果、研发合作等相关情况，以及企业的研发能力、研发水平、研发贡献等相关评价；

企业专利信息：包括企业拥有的有效发明专利或者实用新型专利的证书、摘要、权利要求等，以及企业的专利布局、专利转化、专利保护等相关情况；

企业专精特新信息：包括企业的专业化、创新性和领先优势的具体表现和证明，如企业的市场占有率、客户满意度、产品或服务的创新性和优势、行业的影响力和贡献等。

以上是专精特新企业的申报材料的概述，具体的材料和要求还需要根据不同的行业和领域进行细化和规范，以保证申报材料的真实性、完整性和有效性。

五、专精特新企业的申报注意事项

根据《办法》，专精特新企业的申报注意事项主要包括以下几点：

申报时间：每年的1月1日至3月31日为专精特新企业的申报时间，逾期不予受理；

申报方式：企业必须通过认定系统进行在线申报，不接受纸质或其他形式的申报；

申报内容：企业必须按照认定系统的要求，填写完整、准确、真实的申报信息，上传符合规定的申报材料，不得遗漏、虚假、伪造或篡改任何信息或材料；

申报责任：企业必须对申报信息和申报材料的真实性、合法性和有效性负责，如有违反，将承担相应的法律责任，同时取消其专精特新企业的认定资格；

申报咨询：企业可以通过认定系统的在线咨询功能，或者联系各省（区、市）的认定机构，获取申报相关的咨询和指导。

以上是专精特新企业的申报注意事项的概述，具体的注意事项还需要根据不同的省（区、市）的实际情况进行调整和补充，以保证申报工作的规范和有效。

Conclusion

专精特新企业是国家重点扶持的高新技术企业的一种，是推动经济转型升级、促进创新驱动发展的重要力量。专精特新企业的申报工作是一项系统的工程，需要企业和相关部门的共同参与和配合，按照规定的条件、流程、材料和注意事项进行申报，以期获得专精特新企业的认定资格，享受相关的政策优惠和支持。本文从SIE的定义、申报条件、申报流程、申报材料和申报注意事项等方面，对SIE的申报技巧进行了分析和总结，希望对有意申报SIE的企业有所帮助和启发。

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